对于违反进出口许可证管理制度的处罚规定(附英文)
海关总署 对对外贸易经济合作部
对于违反进出口许可证管理制度的处罚规定(附英文)
1989年1月25日，海关总署、对外经贸部
第一条 为了严肃处理违反进出口许可证管理制度的案件，保证进出口许可证管理制度的有效实施，依照《中华人民共和国海关法》、《中华人民共和国进口货物许可证管理制度暂行条例》和《中华人民共和国海关法行政处罚实施细则》，制定本规定。
第二条 伪造进、出口货物许可证，企图蒙混进口或出口货物的，没收货物，并处货物等值以下、百分之三十以上的罚款，情节严重的，依法追究刑事责任。
第三条 伪报进出口货物品名、规格等，借以逃避进口许可证管理的，没收货物，并处货物等值百分之三十以下、百分之十以上的罚款；借以逃避出口许可证管理的，没收货物，或责令退运，不准出口，并处货物等值百分之三十以下、百分之十以上的罚款。
将一般贸易项下实行进口许可证管理的商品伪报为来料加工、进料加工或以其他名义进口，借以逃避进口许可证管理的，没收货物，并处货物等值百分之三十以下、百分之十以上的罚款。
进口少报多进，出口少报多出许可证管理商品的，除没收多进或多出的货物（有溢短装规定的除外），并处有关货物等值百分之三十以下、百分之十以上的罚款。
在非许可证管理商品中混藏许可证管理商品的，没收许可证管理商品，并处有关货物等值百分之三十以下、百分之十以上的罚款。
第四条 涂改进口许可证品名、规格、数量、有效期等内容的，没收货物，并处货物等值百分之三十以下、百分之十以上的罚款；涂改出口许可证品名、规格、数量、有效期等内容的，没收货物，并处货物等值百分之三十以下、百分之十以上的罚款。
对非法冒用进出口许可证的，其进出口货物按前款规定处理。
第五条 申报进口属于许可证管理的商品，不能提交有关许可证的，没收货物或责令退运，如按海关规定期限补交进口许可证的，处货物等值百分之三十以下、百分之五以上的罚款；申报出口属于许可证管理的商品，不能提交有关许可证的，没收货物或责令退运。
第六条 经海关同意具保放行，在规定期限内不能补交许可证，如属于无证进出口，骗取海关具保放行的，处没收货物或追缴货物等值价款，如属超期交验的，处货物等值百分之三十以下、百分之五以上的罚款。
第七条 来料加工、进料加工合同项下进口的料、件和加工的成品、半成品，经主管部门批准转内销处理的，应视为一般进口货物，其中属于许可证管理的商品，应按规定补领进口许可证。不能补交进口许可证的，处货物等值以下，百分之十以上的罚款；未经主管部门批准擅自内销的，没收货物或追缴内销货物的等值价款，可以并处有关货物等值以下、百分之三十以上罚款，或者应缴税款三倍以下、一倍以上的罚款。 前款所涉及的料、件、成品、半成品，属于国家限制进口的机电产品的，按第八条规定处理。
第八条 来料加工、进料加工合同项下进口的国家限制进口的机电产品料、件和加工的成品、半成品，转为内销处理的，应视为一般进口货物，按规定补领进口许可证，不能补交进口许可证的，没收货物或追缴内销货物的等值价款，可以并处有关货物等值以下、百分之三十以上的罚款或者应缴税款三倍以下、一倍以上的罚款。
第九条 故意采取分签合同、分口岸或分批进口的方式，逃避许可证管理，证据确凿的，视情节分别按走私或违反海关监管规定论处。
以维修为名进口汽车、家用电器等国家限制进口商品的零配件，直接组装整车、整机证据确凿的，按前款规定处理。
第十条 对违反进出口许可证管理制度，进口高档消费品或国家限制进口的机电产品，出口国家紧缺物资的，从重处罚。
第十一条 对各级经贸管理部门违反规定的授权范围或不按进出口许可证管理制度规定签发的许可证，海关有权不予受理，有关货物不准进口或出口。
第十二条 对违反进出口许可证管理制度的其他行为，由海关按本规定的原则和其他有关规定处理。
第十三条 本规定所列行为构成走私罪的，应移送司法机关依法追究有关当事人的刑事责任。
第十四条 本规定自一九八九年二月一日起施行。
PROVISIONS FOR THE PUNISHMENT OF OFFENSES AGAINST THE IMPORT ANDEXPORT LICENCE CONTROL SYSTEM
(Promulgated on January 25, 1989)
Whole Doc.
Article 1
The Provisions are formulated in accordance with the Customs Law of
the People's Republic of China, the Interim Regulations of the People's
Republic of China on the Licence Control System for Import Goods, and the
Rules for the Implementation of Administrative Penalty under the Customs
Law of the People's Republic of China with a view to dealing seriously
with offenses against the import and export licence control system and
ensuring the effective implementation of this system.
Article 2
Any attempt to smuggle in or out goods through the forgery of import
or export licences shall be punished by confiscating the goods and a fine
equivalent to 30 percent or more of, but not more than, the value of the
goods; serious cases shall be dealt with by court in accordance with the
criminal law.
Article 3
Misreporting the names, specifications, etc. of import and export
goods in order to evade import licence control shall be punished by
confiscating the goods and a fine equivalent to at least 10 percent but no
more than 30 percent of the value of the goods; if the misreporting is
designed to evade export licence control, the goods shall be confiscated,
ordered to be returned or banned from export in addition to the aforesaid
fine.
Evading import licence control by misreporting goods under such
control as client-supplied or other materials being imported for
fulfilment of processing orders or in other names shall be punished by
confiscating the goods and a fine equivalent to at least 10 percent but no
more than 30 percent of the value of the goods.
Importing or exporting more licence-controlled goods than the amount
reported shall be punished by confiscating the goods in excess of the
reported amount (except those for which there are overflow or shortfall
provisions), together with a fine equivalent to at least 10 percent but no
more than 30 percent of the value of the said goods.
Concealing licence-controlled goods among goods not subject to
licence control shall be punished by confiscating the licence-controlled
goods and a fine equivalent to at least 10 percent but no more than 30
percent of the value of those goods.
Article 4
Altering the content, such as names, specifications, amounts or
periods of validity, of an import or export licence shall be punished by
confiscating the goods and a fine equivalent to at least 10 percent but no
more than 30 percent of the value of the goods.
In cases of illegally using the import or export licences issued to
others, the goods being imported or exported shall be dealt with in
accordance with the provisions of preceding clauses.
Article 5
In case of failure to produce the relevant licence in declaring
licence-controlled import goods, the goods shall be confiscated or ordered
to be shipped back, or, if the import licence is later submitted within
the time-limit set by Customs, a fine shall be imposed at an amount
equivalent to at least 5 percent but no more than 30 percent of the value
of the goods; in case of failure to produce the relevant licence in
declaring licence-controlled export goods, the goods shall be confiscated
or ordered to be shipped back.
Article 6
In case the goods are cleared by Customs through the signing of a
guaranty, but no licence is produced within the prescribed time-limit, the
goods shall be confiscated or an amount equivalent to the value of the
goods shall be paid as penalty, if the case proves to be a fraud because
there is no licence at all; or a fine equivalent to at least 5 percent but
no more than 30 percent of the value of the goods shall be imposed, if the
case proves to be one of delay and the licence is finally produced.
Article 7
When client-supplied and other materials and parts imported for
fulfilment of processing orders and the finished and semi-finished goods
produced therefrom are sold on the domestic market with the approval of
the competent authorities, they shall be regarded as ordinary imports and,
for those subject to licence control, import licences shall be submitted
retroactively in accordance with the relevant provisions. In case of
failure to produce the import licences, a fine equivalent to at least 10
percent of but no more than the value of the goods shall be imposed; in
case the sales are not approved by the competent authorities, the goods
shall be confiscated or an amount equivalent to the value of the goods
sold on the domestic market shall be paid as penalty, and a fine may be
imposed at the same time, which shall be equivalent to at least 30 percent
of but no more than the value of the goods or equivalent to at least 2
times but no more than 4 times the amount of the tax that should be paid.
If the aforesaid materials, parts, finished goods and semi-finished
goods are in the category of machinery and electrical appliances whose
import is restricted by the State, they shall be dealt with in accordance
with the provisions of Article 8.
Article 8
When client-supplied and other materials and parts imported for
fulfilment of processing orders and the finished and semi-finished goods
produced therefrom, which are in the category of machinery and electrical
appliances whose import is restricted by the State, are sold on the
domestic market, they shall be regarded as ordinary imports and import
licences shall be submitted retroactively in accordance with the relevant
provisions. In case of failure to produce the import licences, the goods
shall be confiscated or an amount equivalent to the value of the goods
sold on the domestic market shall be paid as penalty, and a fine may be
imposed at the same time, which shall be equivalent to at least 30 percent
of but no more than the value of the goods or equivalent to at least 2
times but no more than 4 times the amount of the tax that should be paid.
Article 9
Anyone who has been proved conclusively as having evaded licence
control by deliberately signing separate contracts or by importing goods
from different ports or in different instalments shall be penalized on the
merit of each case according to the provisions for the punishment of
smuggling or offenses against Customs supervision and control.
Anyone who has been proved conclusively to have imported parts and
components allegedly for the maintenance of motor vehicles or household
electrical appliances whose import is restricted by the State, and in fact
have used them to assemble complete motor vehicles or household electrical
appliances shall be dealt with in accordance with the provisions of the
preceding paragraph.
Article 10
Anyone who has imported high-grade consumer goods or machinery or
electrical appliances whose import is restricted by the State, or has
exported materials in short supply in the country, in violation of the
import and export licence control system shall be punished severely.
Article 11
In case any licences are signed by foreign economic relations and
trade departments at various levels that have exceeded their prescribed
terms of reference or are inconformable to the import and export licence
control system, the Customs shall have the right to reject these licences
and forbid the import or export of the goods concerned.
Article 12
Other offenses against the import and export licence control system
shall be dealt with by the Customs in accordance with the principles of
these Provisions and other pertinent provisions.
Article 13
If any of the offenses listed in these Provisions constitutes a crime
of smuggling, the case shall be transferred to the judicial department
where the parties concerned shall be tried according to law.
Article 14
These Provisions shall come into effect on February 1, 1989.
关于发布和推广第十七届全国企业管理现代化创新成果的通知
国务院国有资产监督管理委员会
关于发布和推广第十七届全国企业管理现代化创新成果的通知
国管审【2010】3号
各省、自治区、直辖市、计划单列市国资委、工业和信息化主管部门、中小企业主管部门、企业联合会，全国性行业协会，中央企业和中国500强企业，各成果创造单位：
2010年初，国务院国有资产监督管理委员会、工业和信息化部和中国企业联合会研究决定，全国企业管理现代化创新成果审定和推广活动由中国企业联合会、国务院国资委企业改革局、工业和信息化部产业政策司和中小企业司共同主办，全国企业管理现代化创新成果审定委员会（简称全国审委会）负责组织。全国审委会4月发出了《关于组织审定第十七届全国企业管理现代化创新成果的通知》，7月组织召开了“2010年全国企业管理现代化创新成果申报工作会议”。在各推荐单位大力支持和企业积极响应下，本届共收到并受理企业申报成果435项。经过组织政府部门、高等院校、科研机构、企业团体有关专家初审、预审，在媒体进行公示，并由全国审委会会议终审，有184项成果被审定为“国家级企业管理现代化创新成果”，其中一等32项、二等152项，现予公布(名单详见附件)。
第十七届全国企业管理现代化创新成果涉及了当前企业管理的各个领域，全面反映了我国优秀企业为贯彻落实科学发展观、加快转变经济发展方式和应对国际金融危机冲击，在管理创新理论和实践方面取得的最新成就，体现了当前我国企业管理现代化水平和趋势。本届成果主要内容包括：发挥战略管理的统领作用，推动企业向高附加值领域转型升级；强化核心技术自主创新能力，推动科技成果产业化开发；积极实施兼并重组与整合，促进企业调结构、上水平；从战略视角重新审视职能管理，发挥管理资源的全局性效能；加强财务资金管控，提升企业全面风险管理水平；建立适合于企业自身的人才开发模式，实现员工与企业共同成长；将现代信息技术和精益思想有机结合，提升生产制造水平和市场响应能力；创新工程项目管理模式，提升重大工程综合管理水平；探索发展现代服务业的有效途径，提升企业价值创造力；将履行社会责任与企业经营有机结合，实现企业与利益相关者和谐共赢。
本届成果创造了显著的经济效益、社会效益和生态效益，提升了成果创造企业整体管理水平和市场竞争能力，为其他企业深化改革、改进管理提供了成功经验，为开展企业管理科学研究与教学提供了现实案例。全国审委会近期内将把本届成果汇编出版，以提供给广大企业和社会各界学习借鉴。现就本届成果奖励和宣传推广工作，提出以下意见：
一、按照国务院国有资产监督管理委员会《关于进一步组织做好全国企业管理现代化创新成果有关工作的通知》（国资改革函[2003]62号）、国家发展和改革委员会《关于组织中小企业参加全国企业管理现代化创新成果推荐申报工作的通知》要求，参照《国家科学技术奖励条例》（国务院2003年第396号令）和《国家科学技术奖励条例实施细则》（科学技术部1999年第1号令），结合各地区、各部门及企业制订的奖励办法，对成果的创造者给予适当奖励。落实有关中小企业扶持政策和具体项目时，对获得国家级企业管理现代化创新成果的单位予以优先安排，以促进中小企业不断提升管理创新能力。
二、拟于2011年3月底召开“全国企业管理创新大会”，组织成果交流与研讨，表彰成果创造单位和创造人，并颁发国家级企业管理现代化创新成果单位证牌和个人证书。时间、地点另行通知。
三、全国企业管理现代化创新成果审定和推广活动的主办单位拟与各推荐单位和成果创造企业合作，按照中央经济工作会议精神，围绕当前企业改革与管理面临的突出问题，组织开展专题性或区域性的成果交流会，加大重点成果的宣传推广，发挥现有成果的示范作用。
四、各地区国资委、工业和信息化主管部门、中小企业主管部门、企业联合会和全国性行业协会要结合落实“十二五”规划，以科学发展为主题，以加快转变经济发展方式为主线，组织和引导企业强化内部管理，提高企业管理现代化水平，并交流推广典型企业管理创新经验。
五、各成果创造企业和中央企业、中国500强企业要加快推进发展向主要依靠科技进步、劳动者素质提高、管理创新转变，不断提升核心竞争力和可持续发展能力。
附件：第十七届国家级企业管理现代化创新成果名单
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二○一○年十二月二十四日
